Personnel Hong Kong SFC License Details (ID 91533)

Personnel Hong Kong SFC License Details (ID 91533)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden Hen Investment Management Limited	Rep	Advising on securities	2025-02-12	2025-06-06
	Rep	Asset management	2025-02-12	2025-06-06
Hong Kong Huijin Securities Limited	RO	Advising on securities	2018-05-23	2025-01-31
	RO	Asset management	2018-05-23	2025-01-31
	RO	Dealing in futures contracts	2018-05-23	2025-01-31
	RO	Dealing in securities	2018-05-23	2025-01-31
Eagle Trader Asset Management Limited	RO	Asset management	2016-10-20	2017-07-20
Golden Hen Securities and Futures Limited	RO	Dealing in futures contracts	2015-03-10	2017-07-20
	RO	Dealing in securities	2015-03-10	2017-07-20
	Rep	Dealing in futures contracts	2014-10-06	2015-03-10
	Rep	Dealing in securities	2014-10-06	2015-03-10
GRT Capital Management Limited	Rep	Advising on securities	2014-10-06	2015-03-10
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2013-05-16	2014-09-20
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-04-28	2014-09-20
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2005-03-22
	Rep	Advising on securities	-	2005-03-22
	Rep	Asset management	-	2005-03-22
	Rep	Dealing in securities	-	2014-09-20