| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Quam Securities Limited | Rep | Dealing in futures contracts | 2016-05-17 | - |
| Rep | Dealing in securities | 2016-05-17 | - | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2010-11-29 | 2016-02-06 |
| Rep | Dealing in futures contracts | 2008-03-20 | 2016-02-06 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-20 | 2016-02-05 |