| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2025-11-10 | - |
| RO | Dealing in securities | 2017-06-23 | 2025-11-10 |
| Rep | Advising on securities | 2013-02-26 | 2024-01-18 |
| Rep | Dealing in securities | 2012-08-17 | 2017-06-23 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-08-17 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-11-09 | 2012-08-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-09 | 2012-08-15 |
| Sigma Capital Management Limited | RO | Asset management | 2008-03-12 | 2009-10-12 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-03-09 | 2007-12-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-03-09 | 2007-12-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-09-29 | 2006-02-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-29 | 2006-02-28 |