Personnel Hong Kong SFC License Details (ID 91547)

Personnel Hong Kong SFC License Details (ID 91547)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Dealing in securities	2022-09-30	-
	Rep	Advising on securities	2016-09-29	-
	Rep	Dealing in futures contracts	2016-09-29	-
	Rep	Dealing in securities	2016-09-29	2022-09-30
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2016-05-18	2016-09-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2009-03-18	2016-09-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-07-29	2016-09-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-03-10	2016-09-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-03-10	2016-09-19