Personnel SFC Licences and HKMA Registrations (ID 91554)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-12-17	-
	Rep	Leveraged foreign exchange trading	2009-12-17	2010-06-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-17	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-07-27	2009-12-13
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-02-07	2009-12-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-02-07	2009-12-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.