| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-12-17 | - |
| Rep | Leveraged foreign exchange trading | 2009-12-17 | 2010-06-30 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-17 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-07-27 | 2009-12-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-02-07 | 2009-12-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-02-07 | 2009-12-13 |