| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-01-07 | 2015-02-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-08-17 | 2015-02-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-17 | 2015-02-16 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-09 | 2005-08-17 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-05-20 | 2005-08-17 |
| China Reserve Securities Limited | Rep | Dealing in securities | 2003-05-20 | 2004-05-13 |
| HUA NAN SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-05-13 |
| Rep | Advising on securities | - | 2003-05-13 |
| Rep | Asset management | - | 2003-05-13 |
| Rep | Dealing in securities | - | 2003-05-13 |