| WEBULL SECURITIES LIMITED | RO | Advising on securities | 2026-03-23 | - |
| Rep | Dealing in futures contracts | 2026-03-23 | - |
| RO | Dealing in securities | 2026-03-23 | - |
| AA Investment Management Limited | RO | Advising on securities | 2021-04-27 | 2022-01-17 |
| Rep | Asset management | 2021-04-27 | 2022-01-17 |
| RO | Dealing in securities | 2021-04-27 | 2022-01-17 |
| LQ Pacific Partners Limited | RO | Advising on securities | 2019-04-03 | 2020-01-24 |
| RO | Dealing in securities | 2019-04-03 | 2020-01-24 |
| Rep | Advising on securities | 2019-03-12 | 2019-04-03 |
| Rep | Dealing in securities | 2019-03-12 | 2019-04-03 |
| Rep | Asset management | 2019-03-12 | 2020-01-24 |
| orientiert International Markets Limited | Rep | Advising on securities | 2017-05-25 | 2019-02-28 |
| Rep | Asset management | 2017-05-25 | 2019-02-28 |
| Rep | Dealing in securities | 2017-05-25 | 2019-02-28 |
| oOo Securities (HK) Group Limited | RO | Advising on securities | 2016-10-20 | 2019-02-28 |
| RO | Dealing in futures contracts | 2016-10-20 | 2019-02-28 |
| RO | Dealing in securities | 2016-10-20 | 2019-02-28 |
| Rep | Advising on securities | 2016-10-06 | 2016-10-20 |
| Rep | Dealing in securities | 2016-10-06 | 2016-10-20 |
| Rep | Asset management | 2016-10-06 | 2019-02-28 |
| Fortune Asset Management Limited (HK) | Rep | Asset management | 2016-09-01 | 2016-09-28 |
| FORTUNE (HK) SECURITIES LIMITED | RO | Dealing in securities | 2016-07-27 | 2016-09-28 |
| Fortune Asset Management Limited (HK) | RO | Advising on securities | 2016-07-27 | 2016-09-28 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-10 | 2016-07-27 |
| Fortune Asset Management Limited (HK) | Rep | Advising on securities | 2016-06-10 | 2016-07-27 |
| Quam Securities Limited | RO | Dealing in futures contracts | 2014-09-11 | 2016-05-20 |
| RO | Dealing in securities | 2014-09-11 | 2016-05-20 |
| CHINA TONGHAI (IA) LIMITED | Rep | Advising on securities | 2012-11-20 | 2013-09-02 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2012-07-10 | 2014-09-11 |
| Rep | Dealing in securities | 2012-07-10 | 2014-09-11 |
| Rep | Advising on securities | 2012-07-10 | 2016-05-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-17 | 2012-07-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-05-26 | 2012-07-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-26 | 2012-07-01 |