Personnel Hong Kong SFC License Details (ID 91571)

Personnel Hong Kong SFC License Details (ID 91571)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rich Bay Securities Limited	RO	Advising on futures contracts	2020-05-27	2023-12-31
	RO	Advising on securities	2020-05-27	2023-12-31
	RO	Dealing in futures contracts	2020-02-19	2023-12-31
	RO	Dealing in securities	2020-02-19	2023-12-31
WealthQuay Asset Management Limited	RO	Advising on securities	2020-02-19	2025-05-25
	RO	Asset management	2020-02-19	2025-05-25
Sun Wing International Asset Management Limited	RO	Advising on securities	2017-10-10	2019-04-24
	RO	Asset management	2017-10-10	2019-04-24
LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2016-12-28	2017-09-25
	RO	Asset management	2016-12-28	2017-09-25
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2013-09-23	2016-12-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-08-06	2016-12-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-06-30	2016-12-01
	Rep	Advising on securities	2009-05-30	2016-12-01
Henyep Capital Management Limited	Rep	Advising on securities	2006-10-16	2009-05-23