Personnel Hong Kong SFC License Details (ID 91581)

Personnel Hong Kong SFC License Details (ID 91581)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on securities	2012-04-26	2013-06-29
	Rep	Dealing in futures contracts	2012-04-26	2013-06-29
	Rep	Dealing in securities	2012-04-26	2013-06-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-11-11	2012-04-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2010-10-15	2012-04-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-04-20	2012-04-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-02-04	2012-04-01
AIM Y.K. HUI INVESTMENT CONSULTANTS LIMITED	Rep	Advising on corporate finance	-	2003-10-03
	Rep	Asset management	-	2003-10-03
	Rep	Advising on securities	-	2004-01-17
Zhonghao International Futures Co., Limited	Rep	Advising on futures contracts	-	2003-10-03
	Rep	Asset management	-	2003-10-03
	Rep	Dealing in futures contracts	-	2004-01-17