Personnel Hong Kong SFC License Details (ID 91583)

Personnel Hong Kong SFC License Details (ID 91583)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2016-06-23	2026-02-09
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2016-06-23	2026-02-09
KGI ASIA LIMITED	Rep	Dealing in securities	2014-01-21	2016-06-15
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-01-21	2016-06-15
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-10-14	2013-07-20
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-09-09	2013-07-20