| China Galaxy International Futures (Hong Kong) Co., Limited | RO | Dealing in futures contracts | 2018-06-27 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | Dealing in securities | 2018-06-27 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-11-08 | 2018-06-27 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-11-08 | 2018-06-27 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2013-11-04 |
| Rep | Dealing in securities | 2012-06-18 | 2013-11-04 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-01-20 | 2013-11-04 |
| Rep | Dealing in securities | 2012-01-20 | 2013-11-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-05-06 | 2011-10-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-06-07 | 2011-10-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-07 | 2011-10-23 |