Personnel Hong Kong SFC License Details (ID 91591)

Personnel Hong Kong SFC License Details (ID 91591)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-08-25	2013-06-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-08-25	2013-06-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-02-23	2008-11-16
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-02-23	2008-11-16
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-10-13	2006-02-20
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-01-13
	Rep	Asset management	-	2004-01-13
	Rep	Dealing in futures contracts	-	2006-02-20
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Dealing in securities	-	2006-02-20