| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED | Rep | Advising on securities | 2021-09-21 | 2022-08-10 |
| Rep | Dealing in securities | 2021-09-21 | 2022-08-10 | |
| Quam Securities Limited | Rep | Asset management | 2012-10-11 | 2021-08-31 |
| Rep | Advising on securities | 2011-11-28 | 2021-08-31 | |
| Rep | Dealing in futures contracts | 2011-11-28 | 2021-08-31 | |
| Rep | Dealing in securities | 2011-11-28 | 2021-08-31 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2010-11-03 | 2011-11-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-03 | 2011-11-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-08-16 | 2011-11-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-16 | 2011-11-19 |