Personnel Hong Kong SFC License Details (ID 91603)

Personnel Hong Kong SFC License Details (ID 91603)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-12-17
	Rep	Dealing in securities	2016-06-23	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-06-23	2018-12-17
AVIA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-12-28	2016-06-20
	Rep	Asset management	2015-12-28	2016-06-20
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-07-31	2015-12-06
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-06-26	2015-12-06
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2008-04-07	2008-06-20