| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2021-04-07 | - |
| Rep | Dealing in securities | 2021-02-01 | - | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-02-01 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-09-10 | 2021-01-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-09-10 | 2021-01-06 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2018-06-01 | 2020-08-28 |
| Rep | Dealing in securities | 2018-06-01 | 2020-08-28 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2018-05-16 |
| Rep | Dealing in securities | 2015-02-13 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-02-13 | 2018-05-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-12-05 | 2015-02-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-05 | 2015-02-06 |
No HKMA registrations in the collected records.