| Brightus Management Limited | RO | Advising on securities | 2026-04-17 | - |
| RO | Asset management | 2026-04-17 | - |
| Solshire International Capital Management (HK) Limited | RO | Advising on securities | 2024-12-04 | 2026-04-07 |
| RO | Asset management | 2024-12-04 | 2026-04-07 |
| Golden Hen Securities and Futures Limited | RO | Advising on securities | 2024-03-12 | 2024-11-29 |
| RO | Asset management | 2024-03-12 | 2024-11-29 |
| Rui Feng Asset Management Limited | RO | Asset management | 2019-07-11 | 2024-02-29 |
| Rep | Asset management | 2019-06-21 | 2019-07-11 |
| ALTAIR CAPITAL LIMITED (HK) | RO | Advising on securities | 2016-11-03 | 2019-06-01 |
| RO | Asset management | 2016-11-03 | 2019-06-01 |
| DATANG FINANCIAL HOLDING CO., LIMITED | RO | Advising on securities | 2016-03-03 | 2016-11-01 |
| RO | Asset management | 2016-03-03 | 2016-11-01 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-09-25 | 2016-03-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-09-25 | 2016-03-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-09-25 | 2016-03-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2008-08-14 | 2014-09-11 |
| Rep | Dealing in futures contracts | 2007-10-18 | 2014-09-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-18 | 2014-09-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2007-10-12 | 2014-09-11 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-06-26 | 2007-04-30 |