Personnel Hong Kong SFC License Details (ID 91616)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUABLE CAPITAL LIMITED	RO	Dealing in futures contracts	2026-09-16	-
	RO	Dealing in securities	2026-09-16	-
	Rep	Advising on securities	2026-04-08	-
	Rep	Dealing in futures contracts	2026-04-08	2026-09-16
	Rep	Dealing in securities	2026-04-08	2026-09-16
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	RO	Dealing in securities	2021-02-23	2026-03-22
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2021-02-23	2026-03-22
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-02-22	2026-03-22
	Rep	Dealing in securities	2020-12-30	2021-02-23
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	RO	Dealing in securities	2019-08-19	2020-12-06
	Rep	Dealing in securities	2019-07-15	2019-08-19
ORIENT FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2016-12-29	2019-06-26
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-12-29	2019-06-26
	RO	Dealing in securities	2016-12-29	2019-06-26
	Rep	Dealing in securities	2016-10-31	2016-12-29
iFAST Securities (HK) Limited	RO	Dealing in securities	2016-03-09	2016-10-13
iFAST Financial (HK) Limited	Rep	Dealing in securities	2015-12-18	2016-10-13
iFAST Global Markets (HK) Limited	Rep	Dealing in securities	2015-12-18	2016-10-13
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-04-02	2015-11-20
	Rep	Asset management	2015-04-02	2015-11-20
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2012-06-22	2015-03-14
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-07-30	2015-03-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-07-30	2015-03-14