| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-01-24 | 2012-11-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-01-24 | 2012-11-10 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | - | 2003-06-04 |
| Rep | Asset management | - | 2003-06-04 |
| Rep | Providing automated trading services | - | 2003-06-04 |
| Rep | Dealing in futures contracts | - | 2003-06-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-06-04 |
| Rep | Advising on securities | - | 2003-06-04 |
| Rep | Asset management | - | 2003-06-04 |
| Rep | Dealing in securities | - | 2003-06-04 |