Personnel Hong Kong SFC License Details (ID 91626)

Personnel Hong Kong SFC License Details (ID 91626)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	RO	Dealing in securities	2021-05-05	2024-03-06
	Rep	Advising on securities	2018-08-02	2024-03-06
	Rep	Dealing in securities	2018-07-12	2021-05-05
	Rep	Dealing in futures contracts	2018-07-12	2024-03-06
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-05-05	2018-06-24
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2017-05-05	2018-06-24
CHAOS INTERNATIONAL FINANCIAL LIMITED	Rep	Dealing in futures contracts	2017-04-03	2017-04-25
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-11-23	2017-03-17
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-11-23	2017-03-17
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2012-07-26	2016-11-04
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2012-07-26	2016-11-04
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2010-12-16	2012-04-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-12-16	2012-04-26
Public Securities Limited	Rep	Dealing in securities	2010-07-05	2010-12-11