Personnel Hong Kong SFC License Details (ID 91628)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hang Tai Asset Management Limited	RO	Advising on securities	2025-08-22	-
	RO	Asset management	2025-08-22	-
HANG TAI SECURITIES LIMITED	RO	Dealing in securities	2025-08-22	-
JINSHI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-02-28	2025-08-01
	RO	Asset management	2025-02-28	2025-08-01
	RO	Dealing in securities	2025-02-28	2025-08-01
STATE FORTUNE CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2020-06-16	2025-01-18
	RO	Asset management	2020-06-16	2025-01-18
Sinostar Asset Management Limited	RO	Advising on securities	2020-03-10	2020-04-07
	RO	Asset management	2020-03-10	2020-04-07
Sinostar Securities Limited	RO	Dealing in securities	2020-03-10	2020-04-07
Sinostar Asset Management Limited	Rep	Advising on securities	2020-02-26	2020-03-10
	Rep	Asset management	2020-02-26	2020-03-10
Sinostar Securities Limited	Rep	Dealing in securities	2020-02-26	2020-03-10
CHUNG LEE SECURITIES COMPANY LIMITED	RO	Dealing in securities	2019-12-09	2020-02-14
ZhongHua Finance Asset Management Co., Limited	RO	Advising on securities	2019-12-09	2020-02-14
	RO	Asset management	2019-12-09	2020-02-14
CHUNG LEE SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-12-04	2019-12-09
ZhongHua Finance Asset Management Co., Limited	Rep	Advising on securities	2019-12-04	2019-12-09
	Rep	Asset management	2019-12-04	2019-12-09
Standard Perpetual Securities Limited	Rep	Dealing in securities	2018-10-18	2019-11-15
Gulf Line Capital Advisors Limited	RO	Advising on securities	2017-04-20	2019-11-15
	RO	Asset management	2017-04-20	2019-11-15
	Rep	Asset management	2016-07-08	2017-04-20
	Rep	Advising on securities	2016-04-28	2017-04-20
DaoKou Securities Limited	Rep	Dealing in securities	2015-05-04	2015-11-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2009-02-26	2014-11-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-10-15	2014-11-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-03-26	2014-11-01
Asia Pacific Securities Limited	Rep	Dealing in securities	2006-09-01	2007-03-17
GT CAPITAL LIMITED	Rep	Dealing in securities	2006-06-28	2006-08-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-07-14	2006-06-12
SSC MANDARIN FINANCIAL SERVICES LIMITED	Rep	Advising on securities	2003-04-01	2004-06-01