| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hang Tai Asset Management Limited | RO | Advising on securities | 2025-08-22 | - |
| RO | Asset management | 2025-08-22 | - | |
| HANG TAI SECURITIES LIMITED | RO | Dealing in securities | 2025-08-22 | - |
| JINSHI ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2025-02-28 | 2025-08-01 |
| RO | Asset management | 2025-02-28 | 2025-08-01 | |
| RO | Dealing in securities | 2025-02-28 | 2025-08-01 | |
| STATE FORTUNE CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2020-06-16 | 2025-01-18 |
| RO | Asset management | 2020-06-16 | 2025-01-18 | |
| Sinostar Asset Management Limited | RO | Advising on securities | 2020-03-10 | 2020-04-07 |
| RO | Asset management | 2020-03-10 | 2020-04-07 | |
| Sinostar Securities Limited | RO | Dealing in securities | 2020-03-10 | 2020-04-07 |
| Sinostar Asset Management Limited | Rep | Advising on securities | 2020-02-26 | 2020-03-10 |
| Rep | Asset management | 2020-02-26 | 2020-03-10 | |
| Sinostar Securities Limited | Rep | Dealing in securities | 2020-02-26 | 2020-03-10 |
| CHUNG LEE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2019-12-09 | 2020-02-14 |
| ZhongHua Finance Asset Management Co., Limited | RO | Advising on securities | 2019-12-09 | 2020-02-14 |
| RO | Asset management | 2019-12-09 | 2020-02-14 | |
| CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-12-04 | 2019-12-09 |
| ZhongHua Finance Asset Management Co., Limited | Rep | Advising on securities | 2019-12-04 | 2019-12-09 |
| Rep | Asset management | 2019-12-04 | 2019-12-09 | |
| Standard Perpetual Securities Limited | Rep | Dealing in securities | 2018-10-18 | 2019-11-15 |
| Gulf Line Capital Advisors Limited | RO | Advising on securities | 2017-04-20 | 2019-11-15 |
| RO | Asset management | 2017-04-20 | 2019-11-15 | |
| Rep | Asset management | 2016-07-08 | 2017-04-20 | |
| Rep | Advising on securities | 2016-04-28 | 2017-04-20 | |
| DaoKou Securities Limited | Rep | Dealing in securities | 2015-05-04 | 2015-11-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-02-26 | 2014-11-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-10-15 | 2014-11-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-26 | 2014-11-01 |
| Asia Pacific Securities Limited | Rep | Dealing in securities | 2006-09-01 | 2007-03-17 |
| GT CAPITAL LIMITED | Rep | Dealing in securities | 2006-06-28 | 2006-08-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-14 | 2006-06-12 |
| SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2003-04-01 | 2004-06-01 |
No HKMA registrations in the collected records.