| NJ Financial Limited | RO | Asset management | 2023-12-19 | - |
| Invision Asset Management International Limited | RO | Advising on securities | 2022-11-22 | 2023-12-19 |
| RO | Asset management | 2022-11-22 | 2023-12-19 |
| RO | Dealing in securities | 2022-11-22 | 2023-12-19 |
| Rep | Advising on securities | 2022-10-31 | 2022-11-22 |
| Rep | Asset management | 2022-10-31 | 2022-11-22 |
| Rep | Dealing in securities | 2022-10-31 | 2022-11-22 |
| FTAG Financial Limited | RO | Asset management | 2019-03-06 | 2021-01-31 |
| SCK Securities Limited | RO | Advising on securities | 2018-04-11 | 2021-03-01 |
| RO | Dealing in securities | 2018-04-11 | 2021-03-01 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-05-03 | 2018-03-15 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-05-03 | 2018-03-15 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-05-09 | 2014-05-16 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-05-09 | 2014-05-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-05-13 | 2013-04-29 |
| Rep | Dealing in futures contracts | 2006-08-18 | 2013-04-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-14 | 2013-04-29 |