| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Pulun International Asset Management Limited | RO | Asset management | 2025-10-15 | - |
| Pulun International Securities Limited | RO | Advising on securities | 2025-10-15 | - |
| RO | Dealing in securities | 2025-10-15 | - | |
| Cedarlake Global Capital Limited | RO | Advising on securities | 2020-08-11 | 2024-10-01 |
| RO | Asset management | 2020-08-11 | 2024-10-01 | |
| RO | Dealing in securities | 2020-08-11 | 2024-10-01 | |
| Rep | Advising on securities | 2020-07-14 | 2020-08-11 | |
| Rep | Asset management | 2020-07-14 | 2020-08-11 | |
| Rep | Dealing in securities | 2020-07-14 | 2020-08-11 | |
| Sun International Investment Services Limited | RO | Advising on securities | 2018-10-05 | 2020-06-19 |
| RO | Asset management | 2018-10-05 | 2020-06-19 | |
| RO | Dealing in securities | 2018-10-05 | 2020-06-19 | |
| Rep | Advising on securities | 2018-08-22 | 2018-10-05 | |
| Rep | Asset management | 2018-08-22 | 2018-10-05 | |
| Rep | Dealing in securities | 2018-08-22 | 2018-10-05 | |
| QMIS Asset Management Limited | RO | Advising on securities | 2016-03-24 | 2018-08-11 |
| RO | Asset management | 2016-03-24 | 2018-08-11 | |
| QMIS Securities Limited | RO | Dealing in securities | 2016-03-24 | 2018-08-11 |
| QMIS Asset Management Limited | Rep | Advising on securities | 2016-03-14 | 2016-03-24 |
| Rep | Asset management | 2016-03-14 | 2016-03-24 | |
| QMIS Securities Limited | Rep | Dealing in securities | 2016-03-14 | 2016-03-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-04-08 | 2016-01-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-06-24 | 2016-01-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-06-24 | 2016-01-31 |
No HKMA registrations in the collected records.