Personnel Hong Kong SFC License Details (ID 91632)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Pulun International Asset Management Limited	RO	Asset management	2025-10-15	-
Pulun International Securities Limited	RO	Advising on securities	2025-10-15	-
	RO	Dealing in securities	2025-10-15	-
Cedarlake Global Capital Limited	RO	Advising on securities	2020-08-11	2024-10-01
	RO	Asset management	2020-08-11	2024-10-01
	RO	Dealing in securities	2020-08-11	2024-10-01
	Rep	Advising on securities	2020-07-14	2020-08-11
	Rep	Asset management	2020-07-14	2020-08-11
	Rep	Dealing in securities	2020-07-14	2020-08-11
Sun International Investment Services Limited	RO	Advising on securities	2018-10-05	2020-06-19
	RO	Asset management	2018-10-05	2020-06-19
	RO	Dealing in securities	2018-10-05	2020-06-19
	Rep	Advising on securities	2018-08-22	2018-10-05
	Rep	Asset management	2018-08-22	2018-10-05
	Rep	Dealing in securities	2018-08-22	2018-10-05
QMIS Asset Management Limited	RO	Advising on securities	2016-03-24	2018-08-11
	RO	Asset management	2016-03-24	2018-08-11
QMIS Securities Limited	RO	Dealing in securities	2016-03-24	2018-08-11
QMIS Asset Management Limited	Rep	Advising on securities	2016-03-14	2016-03-24
	Rep	Asset management	2016-03-14	2016-03-24
QMIS Securities Limited	Rep	Dealing in securities	2016-03-14	2016-03-24
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2009-04-08	2016-01-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-06-24	2016-01-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-06-24	2016-01-31