Personnel Hong Kong SFC License Details (ID 91636)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-06-29	2013-03-03
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-03	2013-03-03
GLOBAL CHINA CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2004-01-13	2006-04-30
CEPA ALLIANCE SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-07-21
	Rep	Advising on corporate finance	-	2003-08-12
	Rep	Dealing in securities	-	2003-09-23