Personnel Hong Kong SFC License Details (ID 91646)

Personnel Hong Kong SFC License Details (ID 91646)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2023-01-06	-
	Rep	Dealing in securities	2016-03-24	2023-01-06
Quam Securities Limited	Rep	Dealing in futures contracts	2014-12-22	2016-03-01
	Rep	Dealing in securities	2014-12-22	2016-03-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-09-27	2014-09-29
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-03-25	2014-09-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-03-25	2014-09-29