| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Legend Arb Advisors Limited | RO | Advising on futures contracts | 2026-10-29 | - |
| RO | Advising on securities | 2026-10-29 | - | |
| RO | Asset management | 2026-10-29 | - | |
| Rep | Advising on futures contracts | 2026-10-06 | 2026-10-29 | |
| Rep | Advising on securities | 2026-10-06 | 2026-10-29 | |
| Rep | Asset management | 2026-10-06 | 2026-10-29 | |
| SynerWealth Financial Limited | Rep | Dealing in securities | 2016-08-01 | 2023-09-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-07-08 | 2015-04-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-08 | 2015-04-11 |
No HKMA registrations in the collected records.