Personnel Hong Kong SFC License Details (ID 91657)

Personnel Hong Kong SFC License Details (ID 91657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGS SECURITIES LIMITED	Rep	Dealing in securities	2026-08-21	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2010-12-22	2025-06-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-12-22	2026-07-31
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-11-15	2010-12-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-11-15	2010-12-07
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2005-06-29	2007-04-18
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-01-14	2007-04-18
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-01-14	2007-04-18