Personnel Hong Kong SFC License Details (ID 91664)

Personnel Hong Kong SFC License Details (ID 91664)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	RO	Providing automated trading services	2017-10-23	2024-07-31
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2015-11-20	2024-07-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Providing automated trading services	2014-07-09	2017-10-23
	RO	Advising on securities	2007-10-12	2024-07-31
	RO	Dealing in securities	2007-10-12	2024-07-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2006-10-23	2024-07-31
	Rep	Dealing in futures contracts	2006-08-03	2024-07-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-08-03	2007-10-12
	Rep	Dealing in securities	2006-08-03	2007-10-12
TISCO SECURITIES HONG KONG LIMITED	RO	Advising on corporate finance	-	2005-11-17
	RO	Asset management	-	2005-11-17
	RO	Advising on securities	-	2006-07-21
	RO	Dealing in securities	-	2006-07-21