Personnel Hong Kong SFC License Details (ID 91682)

Personnel Hong Kong SFC License Details (ID 91682)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Advising on securities	2017-10-03	2019-06-05
	Rep	Advising on securities	2015-09-22	2017-10-02
	Rep	Dealing in securities	2015-09-22	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-09-22	-
	Rep	Advising on futures contracts	2015-09-22	2019-06-05
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2009-05-08	2015-09-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2005-03-14	2015-09-13
	Rep	Dealing in futures contracts	2004-08-26	2015-09-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-06-03	2015-09-13