Personnel Hong Kong SFC License Details (ID 91687)

Personnel Hong Kong SFC License Details (ID 91687)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2013-12-13	2021-07-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2013-07-25	2021-07-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2013-07-25	2021-07-30
	Rep	Dealing in securities	2013-07-25	2021-07-30
Emperor Wealth Management Limited	Rep	Dealing in securities	2012-04-30	2013-01-21
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2012-03-26	2013-01-21
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2012-03-26	2013-01-21
	Rep	Dealing in securities	2012-03-26	2013-01-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-03-03	2012-03-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-05-09	2012-03-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-06-29	2012-03-01