| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2018-08-08 | 2020-05-29 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-08-08 | 2020-05-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-05-20 | 2018-08-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-28 | 2018-08-02 |
| Rep | Advising on securities | 2007-02-12 | 2018-08-02 |