| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Asset Management Limited | RO | Advising on securities | 2026-11-04 | - |
| RO | Asset management | 2026-11-04 | - | |
| Huaan Securities (Hong Kong) Brokerage Limited | RO | Advising on securities | 2021-11-17 | - |
| RO | Dealing in securities | 2021-11-17 | - | |
| Huaan Securities (Hong Kong) Futures Limited | RO | Advising on futures contracts | 2021-11-17 | - |
| RO | Dealing in futures contracts | 2021-11-17 | - | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2017-10-04 | 2021-05-10 |
| RO | Dealing in securities | 2017-10-04 | 2021-05-10 | |
| Rep | Dealing in futures contracts | 2017-06-28 | 2017-10-04 | |
| Rep | Dealing in securities | 2017-06-28 | 2017-10-04 | |
| Astrum Capital Management Limited (HK) | Rep | Dealing in futures contracts | 2017-05-23 | 2017-06-14 |
| Rep | Dealing in securities | 2017-05-23 | 2017-06-14 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2011-12-23 | 2017-05-17 |
| Rep | Dealing in futures contracts | 2011-11-23 | 2017-05-17 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-11-23 | 2017-05-17 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-02-23 | 2011-11-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-02-23 | 2011-11-09 |
No HKMA registrations in the collected records.