Personnel Hong Kong SFC License Details (ID 91708)

Personnel Hong Kong SFC License Details (ID 91708)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huaan Securities (Hong Kong) Brokerage Limited	RO	Advising on securities	2021-11-17	-
	RO	Dealing in securities	2021-11-17	-
Huaan Securities (Hong Kong) Futures Limited	RO	Advising on futures contracts	2021-11-17	-
	RO	Dealing in futures contracts	2021-11-17	-
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Dealing in futures contracts	2017-10-04	2021-05-10
	RO	Dealing in securities	2017-10-04	2021-05-10
	Rep	Dealing in futures contracts	2017-06-28	2017-10-04
	Rep	Dealing in securities	2017-06-28	2017-10-04
Astrum Capital Management Limited (HK)	Rep	Dealing in futures contracts	2017-05-23	2017-06-14
	Rep	Dealing in securities	2017-05-23	2017-06-14
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2011-12-23	2017-05-17
	Rep	Dealing in futures contracts	2011-11-23	2017-05-17
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2011-11-23	2017-05-17
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-02-23	2011-11-09
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-02-23	2011-11-09