| SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2022-10-25 | - |
| Rep | Dealing in futures contracts | 2022-10-25 | - |
| Shacom Securities Limited | Rep | Advising on securities | 2022-10-25 | - |
| Rep | Dealing in securities | 2022-10-25 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2013-10-07 | 2014-06-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2013-10-07 | 2014-06-05 |
| Rep | Dealing in securities | 2013-10-07 | 2014-06-05 |
| LT Finance Management Limited | Rep | Advising on securities | 2013-07-10 | 2013-09-12 |
| LT Securities Limited | Rep | Dealing in securities | 2013-07-10 | 2013-09-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-05-12 | 2013-06-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-05-12 | 2013-06-24 |
| Rep | Dealing in securities | 2011-05-12 | 2013-06-24 |