| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2021-04-26 | 2021-06-18 |
| JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-07-12 | 2020-02-28 |
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-07-12 | 2021-04-26 |
| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2017-04-13 | 2017-05-31 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-04-13 | 2017-05-31 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-09-08 | 2017-03-24 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-09-08 | 2017-03-24 |
| Seazen Resources Asset Management Limited | Rep | Asset management | 2016-05-13 | 2016-08-26 |
| Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2016-05-13 | 2016-08-26 |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-05-13 | 2016-08-26 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-09 | 2016-05-01 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-09-09 | 2016-05-01 |
| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-10-18 | 2015-08-21 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-10-18 | 2015-08-21 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Advising on securities | 2013-07-17 | 2013-10-05 |
| Rep | Dealing in futures contracts | 2013-07-17 | 2013-10-05 |
| Rep | Dealing in securities | 2013-07-17 | 2013-10-05 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-09-27 | 2013-06-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-05-26 | 2013-06-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-26 | 2013-06-28 |