| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-12-14 | 2019-12-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-12-14 | 2019-12-13 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-06-28 | 2006-12-01 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-06-28 | 2006-12-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Asset management | - | 2003-12-09 |
| Rep | Advising on futures contracts | - | 2005-03-21 |
| Rep | Dealing in futures contracts | - | 2005-06-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2005-03-21 |
| Rep | Advising on securities | - | 2005-03-21 |
| Rep | Asset management | - | 2005-03-21 |
| Rep | Dealing in securities | - | 2005-06-28 |