| KINGS SECURITIES LIMITED | RO | Advising on securities | 2025-11-18 | - |
| RO | Asset management | 2025-11-18 | - |
| RO | Dealing in securities | 2025-11-18 | - |
| Rep | Advising on securities | 2025-10-17 | 2025-11-18 |
| Rep | Asset management | 2025-10-17 | 2025-11-18 |
| Rep | Dealing in securities | 2025-10-17 | 2025-11-18 |
| PURPLE LEGEND (HK) LIMITED | RO | Advising on securities | 2025-02-12 | 2025-09-30 |
| RO | Asset management | 2025-02-12 | 2025-09-30 |
| RO | Dealing in securities | 2025-02-12 | 2025-09-30 |
| Hong Kong Huijin Securities Limited | Rep | Dealing in securities | 2021-03-05 | 2025-01-31 |
| RO | Advising on securities | 2020-12-07 | 2025-01-31 |
| RO | Asset management | 2020-12-07 | 2025-01-31 |
| RO | Dealing in futures contracts | 2020-12-07 | 2025-01-31 |
| Rep | Advising on securities | 2020-12-04 | 2020-12-07 |
| Rep | Asset management | 2020-12-04 | 2020-12-07 |
| Rep | Dealing in futures contracts | 2020-12-04 | 2020-12-07 |
| DA International Asset Management Limited | RO | Advising on securities | 2018-08-29 | 2020-10-16 |
| RO | Asset management | 2018-08-29 | 2020-10-16 |
| Rep | Asset management | 2018-08-08 | 2018-08-29 |
| Eagle Trader Asset Management Limited | RO | Asset management | 2017-08-21 | 2018-08-05 |
| Rep | Asset management | 2017-05-15 | 2017-08-21 |
| Golden Hen Securities and Futures Limited | RO | Dealing in futures contracts | 2017-03-30 | 2018-08-05 |
| Rep | Dealing in futures contracts | 2017-02-03 | 2017-03-30 |
| Rep | Dealing in securities | 2017-02-03 | 2018-08-05 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-05-26 | 2017-01-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-02-26 | 2017-01-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2017-01-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-17 | 2017-01-28 |