Personnel Hong Kong SFC License Details (ID 91733)

Personnel Hong Kong SFC License Details (ID 91733)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2013-06-27	2019-04-11
	Rep	Dealing in securities	2013-06-27	2019-06-30
Soochow Securities International Futures Limited	Rep	Advising on futures contracts	2013-06-27	2019-04-11
	Rep	Dealing in futures contracts	2013-06-27	2019-06-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2009-05-26	2013-06-01
	Rep	Leveraged foreign exchange trading	2009-05-26	2013-06-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-07-09	2013-06-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-02-28	2013-06-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-02-28	2013-06-01