| Winner Zone Asset Management Limited | RO | Advising on securities | 2023-07-25 | 2025-12-01 |
| RO | Asset management | 2023-07-25 | 2025-12-01 |
| RO | Dealing in securities | 2023-07-25 | 2025-12-01 |
| Rep | Advising on securities | 2023-06-08 | 2023-07-25 |
| Rep | Asset management | 2023-06-08 | 2023-07-25 |
| Rep | Dealing in securities | 2023-06-08 | 2023-07-25 |
| Cynosure Asset Management Hong Kong Limited | RO | Advising on corporate finance | 2019-12-04 | 2023-03-31 |
| RO | Advising on securities | 2019-12-04 | 2023-03-31 |
| RO | Asset management | 2019-12-04 | 2023-03-31 |
| RO | Dealing in securities | 2019-12-04 | 2023-03-31 |
| Rep | Advising on corporate finance | 2019-10-11 | 2019-12-04 |
| Rep | Advising on securities | 2019-10-11 | 2019-12-04 |
| Rep | Asset management | 2019-10-11 | 2019-12-04 |
| Rep | Dealing in securities | 2019-10-11 | 2019-12-04 |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2018-05-17 | 2019-08-18 |
| RO | Advising on futures contracts | 2018-05-17 | 2019-08-18 |
| Rep | Advising on futures contracts | 2008-05-26 | 2010-02-01 |
| RO | Advising on securities | 2007-05-30 | 2019-08-18 |
| RO | Asset management | 2007-05-30 | 2019-08-18 |
| RO | Dealing in securities | 2007-05-30 | 2019-08-18 |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-12-21 | 2007-06-21 |
| UNI-ALPHA SECURITIES LIMITED | RO | Dealing in securities | 2005-02-02 | 2006-01-27 |
| UNI-ALPHA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-21 | 2006-01-27 |
| UNI-ALPHA SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-21 | 2005-02-02 |
| ALPHA ASSET INVESTMENTS LIMITED | RO | Advising on securities | - | 2006-03-31 |
| RO | Asset management | - | 2006-03-31 |