Lew, Samson Sze Sing 廖思聖

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jone Portman Limited	RO	Advising on securities	2026-03-13	-
	RO	Asset management	2026-03-13	-
	Rep	Advising on securities	2026-03-04	2026-03-13
	Rep	Asset management	2026-03-04	2026-03-13
TUNG YAT SECURITIES LIMITED	RO	Advising on securities	2022-11-22	2025-08-21
	RO	Dealing in securities	2022-11-22	2025-08-21
	Rep	Advising on securities	2022-10-21	2022-11-22
	Rep	Dealing in securities	2022-10-21	2022-11-22
	Rep	Asset management	2022-10-21	2025-08-21
CN First Investment Management Limited	Rep	Asset management	2021-06-09	2021-10-11
CN FIRST INTERNATIONAL FUTURES LIMITED	RO	Advising on securities	2020-09-21	2021-10-11
	RO	Dealing in securities	2020-09-21	2021-10-11
Superfund Financial (Hong Kong) Limited	RO	Advising on securities	2019-05-20	2020-02-15
	RO	Dealing in securities	2019-05-20	2020-02-15
Beevest Securities Limited	RO	Advising on securities	2017-08-22	2018-05-24
	RO	Dealing in securities	2017-08-22	2018-05-24
Monmonkey Group Securities Limited	RO	Advising on securities	2016-11-10	2017-05-31
	RO	Dealing in securities	2016-11-10	2017-05-31
JS SECURITIES LIMITED (HK)	RO	Advising on securities	2015-10-07	2016-06-27
	RO	Dealing in securities	2015-10-07	2016-06-27
IBTS ASIA (HK) LIMITED	RO	Advising on securities	2015-06-17	2015-09-30
	RO	Dealing in securities	2015-06-17	2015-09-30
TFI Securities and Futures Limited	RO	Dealing in futures contracts	2015-01-15	2015-02-01
	RO	Dealing in securities	2014-12-16	2015-02-01
QUEST STOCKBROKERS (HK) LIMITED	RO	Dealing in securities	2013-08-05	2014-11-01
	Rep	Dealing in securities	2012-10-03	2013-08-05
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-05-13	2012-09-21
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-04-27	2012-09-21
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2004-03-03	2004-03-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.