| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-04-03 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-04-03 | - |
| SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2018-07-18 | 2023-03-11 |
| Rep | Dealing in futures contracts | 2016-09-01 | 2023-03-11 | |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-06-04 | 2016-07-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2011-06-03 | 2012-05-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-05-06 | 2012-05-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-06-14 | 2012-05-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-14 | 2012-05-19 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-07-27 | 2010-06-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-07-27 | 2010-06-05 |
No HKMA registrations in the collected records.