| SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2023-05-04 | 2024-07-28 |
| Rep | Dealing in futures contracts | 2023-04-26 | 2024-07-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-05-14 | 2023-04-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-08-09 | 2023-04-03 |
| Rep | Leveraged foreign exchange trading | 2011-08-09 | 2023-04-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-09 | 2023-04-03 |
| Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2010-09-22 | 2011-07-21 |
| Rep | Leveraged foreign exchange trading | 2010-09-22 | 2011-07-21 |