Personnel Hong Kong SFC License Details (ID 91769)

Personnel Hong Kong SFC License Details (ID 91769)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KMT SECURITIES LIMITED	RO	Dealing in securities	2026-01-23	-
	Rep	Dealing in securities	2026-01-06	2026-01-23
Neutral Financial Holding Company Limited	RO	Dealing in securities	2021-12-01	2025-11-03
CITRUS SECURITIES LIMITED	RO	Dealing in securities	2021-01-08	2021-11-30
Hong Kong Stock Link Securities Limited	RO	Dealing in securities	2018-10-16	2019-10-08
SILVERBRICKS SECURITIES COMPANY LIMITED	RO	Dealing in securities	2018-09-18	2018-10-06
	Rep	Dealing in securities	2018-05-29	2018-09-18
VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK)	RO	Dealing in securities	2016-04-26	2018-01-31
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2012-12-03	2016-02-08
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2012-12-03	2016-02-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2009-06-19	2016-02-08
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-04-19	2016-02-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-07-08	2016-02-08
GAYANG SECURITIES LIMITED	Rep	Advising on securities	2003-04-01	2004-06-21