| ABCI Securities Company Limited | Rep | Dealing in securities | 2016-12-23 | 2021-08-05 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2015-09-10 | 2016-12-14 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2012-11-07 | 2015-08-30 |
| Rep | Dealing in futures contracts | 2012-09-18 | 2015-08-30 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-09-18 | 2015-08-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2010-04-26 | 2012-07-01 |
| Rep | Dealing in futures contracts | 2009-09-14 | 2012-07-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-14 | 2012-07-01 |