Personnel Hong Kong SFC License Details (ID 91771)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Leveraged foreign exchange trading	2023-06-19	2025-03-28
	RO	Advising on securities	2023-04-11	2025-03-28
	RO	Dealing in securities	2023-04-11	2025-03-28
	Rep	Advising on futures contracts	2022-06-30	2025-03-28
	Rep	Advising on securities	2021-04-19	2023-04-11
	Rep	Dealing in securities	2021-03-11	2023-04-11
	Rep	Dealing in futures contracts	2021-03-11	2025-03-28
BOCOM International Securities Limited	Rep	Advising on futures contracts	2017-01-23	2021-02-07
	Rep	Dealing in futures contracts	2015-07-28	2021-02-07
	Rep	Dealing in securities	2015-07-28	2021-02-07
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-11-28	2014-12-18
	Rep	Dealing in securities	2014-11-28	2014-12-18
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-05-24	2014-11-10
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-05-24	2014-11-10
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2012-08-16	2013-05-13
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-08-16	2013-05-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-06-23	2012-08-09
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-06-23	2012-08-09
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2010-05-27	2011-05-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-05-27	2011-05-21
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-09-09	2011-05-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-09-09	2011-05-21