Personnel Hong Kong SFC License Details (ID 91780)

Personnel Hong Kong SFC License Details (ID 91780)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-07-31	2024-12-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-07-31	2024-12-31
SPS COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2004-10-27
	Rep	Asset management	-	2004-10-27
	Rep	Dealing in futures contracts	-	2006-07-08
SPS SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-10-27
	Rep	Advising on securities	-	2004-10-27
	Rep	Asset management	-	2004-10-27
	Rep	Dealing in securities	-	2006-07-08