| BTIG Hong Kong Limited | Rep | Dealing in securities | 2021-09-16 | - |
| GF International Investment Management Limited | Rep | Asset management | 2020-02-04 | 2021-08-20 |
| Rep | Dealing in securities | 2020-01-24 | 2021-08-20 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-10-29 | 2020-01-17 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-29 | 2020-01-17 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-05-06 | 2019-10-16 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-06 | 2019-10-16 |
| China Securities (International) Brokerage Company Limited | Rep | Advising on futures contracts | 2014-11-20 | 2015-02-27 |
| Rep | Dealing in futures contracts | 2014-11-20 | 2015-02-27 |
| Rep | Advising on securities | 2014-06-13 | 2015-02-27 |
| Rep | Dealing in securities | 2014-06-13 | 2015-02-27 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2013-08-21 | 2014-06-09 |
| Rep | Dealing in futures contracts | 2013-08-21 | 2014-06-09 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2013-08-21 | 2014-06-09 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2012-05-24 | 2013-08-10 |
| Rep | Leveraged foreign exchange trading | 2011-02-25 | 2013-08-10 |
| Rep | Dealing in futures contracts | 2010-10-05 | 2013-08-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-05 | 2013-08-10 |