| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2020-03-28 |
| Rep | Dealing in securities | 2017-06-19 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-06-19 | 2020-03-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-07-11 | 2017-06-10 |
| Rep | Dealing in futures contracts | 2008-10-08 | 2010-06-22 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-06 | 2017-06-10 |