| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | Dealing in securities | 2014-06-18 | 2015-04-26 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2013-08-16 | 2014-05-29 |
| Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2012-08-13 | 2014-05-29 |
| Rep | Dealing in securities | 2012-08-13 | 2014-05-29 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-12-06 | 2012-04-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-09-02 | 2012-04-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-02 | 2012-04-01 |