| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Quester Capital Advisors Limited | RO | Asset management | 2025-09-29 | - |
| Quester Securities (HK) Limited | RO | Advising on securities | 2025-03-11 | - |
| RO | Dealing in securities | 2025-03-11 | - | |
| WRise Capital Limited | Rep | Advising on corporate finance | 2022-03-08 | 2023-09-01 |
| Apricot Capital (Hong Kong) Limited | RO | Advising on securities | 2021-04-30 | 2023-05-31 |
| RO | Dealing in securities | 2021-04-30 | 2023-05-31 | |
| ELSTONE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-04-30 | 2024-12-31 |
| RO | Asset management | 2021-04-30 | 2024-12-31 | |
| JAKOTA ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-10-10 | 2021-04-29 |
| JAKOTA SECURITIES GROUP LIMITED | RO | Advising on securities | 2016-08-12 | 2021-04-29 |
| RO | Dealing in securities | 2013-11-11 | 2021-04-29 | |
| Rep | Dealing in securities | 2013-04-03 | 2013-11-11 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-03-10 | 2013-04-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-10 | 2013-04-01 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-25 | 2008-05-30 |
No HKMA registrations in the collected records.