| TOKAI TOKYO SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2021-08-16 | - |
| RO | Dealing in futures contracts | 2021-08-16 | - |
| RO | Dealing in securities | 2021-08-16 | - |
| Rep | Advising on securities | 2021-06-18 | 2021-08-16 |
| Rep | Dealing in futures contracts | 2021-06-18 | 2021-08-16 |
| Rep | Dealing in securities | 2021-06-18 | 2021-08-16 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2011-12-22 | 2021-05-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-07-29 | 2021-05-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2006-09-21 | 2021-05-31 |
| Rep | Dealing in futures contracts | 2006-07-17 | 2021-05-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-20 | 2021-05-31 |
| TISCO SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-11-09 | 2006-06-09 |