Personnel Hong Kong SFC License Details (ID 91817)

Personnel Hong Kong SFC License Details (ID 91817)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2021-08-27	2026-01-14
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2021-08-05	2026-01-14
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2021-08-05	2026-01-14
	Rep	Dealing in securities	2021-08-05	2026-01-14
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2009-10-16	2011-06-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2009-07-15	2021-05-14
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-11-27	2021-05-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-11-27	2021-05-14